Global Financial Compliance Course in Dubai

Chartered Institute of Securities & Investment Qualifications (CISI)

The CISI is the largest and most widely respected professional body in the UK awarding perfect qualifications to those who work in securities and investment industries ensuring that the practitioners in the financial services industry attain the competence they need.

CISI Courses that we offer

• Global Financial Compliance

• UAE Financial Rules & Regulations
• Introduction to Securities & Investment(International)-Level 1
• Risk in Financial Services-Level 3 to start with for Compliance & Risks Qualification
• Global Securities
• International Certificate in Wealth and Investment Management-Level 3
• Fundamentals of Financial Services-Level 2

What is Global Financial Compliance?

A successful compliance function is a fundamental requirement for any effective business; in financial services it is a critical component. The Global Financial Compliance qualification addresses techniques used to implement a successful compliance function in a firm. It provides a comprehensive introduction to all the issues a global Compliance Officer may encounter. It addresses international issues including the international regulatory environment, managing the risk of financial crime, governance, risk management, ethics, integrity and fairness.

SCA-UAE licensing regime mandates this qualification for:

• Broker Representative
• Compliance Officer
• Anti Money Laundering Officer
• Internal Controller
• Trading Managers
• Operations Manager
• Risk Management Officer
• Financial Analysts
• Investment Managers
• Chief Investment Officers
• Promoters, CEOS, Directors, Branch Managers
• Fresh Graduates/New entrants/Staff looking to enter the financial services/investment industry

Recommended study time-100 hours

Training Methodologies

• Course Materials from CISI
• Past Questions & Answers review
• Case Studies & Presentation

Exam Syllabus/Course Outlines

Exam Formats

• 2 Hours exam-CBT test-100 MCQ
• Pass marks-70%
• Pass rate-60%
• Recommended study-100 hours
• Can be taken any time of the year
• Prometric Centers-Dubai & Abu Dhabi
• Result declaration online within 24 hours

Benefits of this qualification/certification

• Global recognition
• High level of competence
• Specialization in the course
• Full study resources
• CISI Student membership

Pre-requisites

• No previous skills or qualifications

Course Fee and Terms & Conditions

Course fee: Negotiable

Duration: Up to 30 Hours-weekend and evening time as well available

• Early Bird Discount: A 10% discount  when you register 1 month prior to the course’s start date
• Student Discount: A special 20% discount for university students.
• Get a 15% discount, when three or more individuals from the same organization register
• Pre-payment is required for all enrolments.
• No cancellation charges before 15 days of the start of the batch